In accordance with the Securities Exchange Act and the Timely Disclosure Rules set by the Tokyo Stock Exchange, Yorozu endeavors to report information in a timely, clear, and fair manner to the general public and to all relevant stakeholders.
Employees and elected officers must be aware of the requirements regarding the duty of confidentiality andthe management of inside information that are set out in the Securities Trading Act.
Nevertheless, the Commission for the first time invoked its emergency powers under Securities Exchange Act Section 12(k) and issued several orders to ease certain regulatory restrictions temporarily.
At the time the SAFT is issued, if the intended token includes any rights traditionally associated with an equity security, the SAFT itself may beconsidered equity security under Rule 3a11-1 of the SecuritiesExchange Act since it would be convertible into a security that provides the rights associated with equity.
Any accountant who conducts anaudit of an issuer of securities to which section 10A(a) of the Securities Exchange Actof 1934(15 U.S. C 78j-1(a)) applies, shall maintain all audit or review work papers for a period of 5 years from the end of the fiscal period in which the audit or review was concluded.
Basic Position on Disclosure We strive to disclose information in a timely andproper manner according to the Securities Exchange Law, other relevant laws and ordinances, as well as the timely disclosure regulations set forth by the Stock Exchange, and to provide every market participant with equal access to important information that my affect investment decisions.
同時に証券取引法の整備も進められた。
At the same time, the Securities Trading Act was issued.
証券取引法による不公正取引を防止するための業務。
Works to prevent unfair stock trade based upon the securities and exchange act.
情報開示商法・証券取引法、その他関連法規と基準を遵守し、企業情報の適切な開示を行います。
Information disclosure We will comply with the Commercial Code/ Securities and Exchange Law, other related laws and regulations and standards and disclose corporate information appropriately.
改正証券取引法の下で、財団法人寄託証券補償基金は、投資者保護基金へ改組されました。
Entrusted Securities Indemnity Fund reorganized into Japan Investor Protection Fund(JIPF)under the revised Securities and Exchange Act.
Because of securities laws in Estonia, I needed to visit Estonia personally to open an account at a bank there.
この集団訴訟では、被告らが証券取引法とカリフォルニア州企業法の両方に違反したと主張している。
The class action suits alleges that the defendants violated both the Securities Act and the California Corporations Code.
当社は、証券取引法、その他の法令及び当社の有価証券を上場している証券取引所の規則を遵守します。
JPC complies fully with the Securities and Exchange Law, all other applicable laws and regulations, and the rules of those stock exchanges on which its shares are traded.
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