Примери за използване на To investment firms на Английски и техните преводи на Български
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This Directive shall apply to investment firms and regulated markets.
Where this Section applies and Article 8 of Regulation(EU)[IFR] is applied,Member States shall ensure that it is applied to investment firms on an individual basis.
(5) Paragraph(4) shall not apply to investment firms and financial holding companies, categorised as micro-enterprises.
Those refer mostly to the following aspects:certain powers and discretions of national competent authorities in relation to investment firms;
The Financial Instruments Directive applies to investment firms and regulated markets generally.
This Chapter does not apply to investment firms that are not authorised to provide the investment services listed in points 3 and 6 of Section A of Annex I to Directive 2004/39/EC.
Where this Section applies and Article 8 of Regulation(EU) 2019/2033 is applied,Member States shall ensure that this Section is applied to investment firms on an individual basis.
(2) Paragraph(1) shall not apply to investment firms and financial holding companies, categorised as micro- or small enterprises.
Together, both legal instruments should form the legal framework governing the requirements applicable to investment firms, regulated markets and data reporting services providers.
This Directive shall apply to investment firms authorised and supervised under Directive 2014/65/EU of the European Parliament and of the Council(12).
Where this Section applies and Article 7 of Regulation(EU)[IFR]is applied, Member States shall ensure that this Section is applied to investment firms on an individual and consolidated basis.
The conditions under which the competent authorities may apply to investment firms, in accordance with Article 5 of this Directive, the requirements of Regulation(EU) No 575/2013.
With the two-fold aim of protecting investors and ensuring the smooth operation of securities markets, it is necessary to ensure that transparency of transactions is achieved andthat the rules laid down for that purpose apply to investment firms when they operate on the markets.
(f) the implementation of this Directive and Regulation(EU) IFR to investment firms on the basis of their legal structure or ownership model.
This Directive shall apply to investment firms, market operators and third-country firms providing investment services or performing investment activities through the establishment of a branch in the Union.'.
The provision of each other benefit or service by the same investment firm to investment firms, established in the Union shall be subject to a separately identifiable charge;
This Directive shall also apply to investment firms as defined in point(b) of Article 3(1) of Directive 2006/49/EC of the European Parliament and of the Council(*) and their branches set up in Member States other than those in which they have their head offices.
Together, both legal instruments should form the legal framework governing the requirements applicable to investment firms, regulated markets and data reporting services providers.
This Directive shall apply to investment firms, market operators, data reporting services providers, and third-country firms providing investment services or performing investment activities through the establishment of a branch in the Union.
(h) the conditions under which the competent authorities may apply to investment firms, in accordance with Article 5, the requirements of Regulation(EU) 575/2013.
The Commission has concluded that Hong Kong, Indonesia and South Korea have in place supervisory and regulatory arrangements which comply with a series of operational, organisational and supervisory standards reflecting the essential elements of the Union's supervisory andregulatory arrangements applicable to investment firms.
Together, both legal instruments should form the legal framework governing the requirements applicable to investment firms, regulated markets, data reporting services providers and third country firms providing investment services or activities in the Union.
This Directive shall also apply to investment firms as defined in point(2) of Article 4(1) of Regulation(EU) No 575/2013 of the European Parliament and of the Council(37) and their branches located in Member States other than those in which they have their head offices.
Changing market dynamics andstricter financial-industry regulations since the 2008 mortgage crisis have prompted the banks increasingly to sell off the loans to investment firms, which in turn package the rich-yielding assets for sale to their own customers.
The new legal framework governs the requirements applicable to investment firms, regulated markets, data reporting services providers and third country firms providing investment services or activities in the Union.
Market operators and investment firms operating a trading venue shall give access, on reasonable commercial terms and on a non-discriminatory basis,to the arrangements they employ for making public the information referred to in paragraph 1 to investment firms which are obliged to publish their quotes in bonds, structured finance products, emission allowances and derivatives pursuant to Article 18.
Member States shall ensure that the provision of research by third parties to investment firms providing portfolio management or other investment or ancillary services to clients shall not be regarded as an inducement if it is received in return for any of the following.
The Commission has conducted further assessments of the supervisory andregulatory arrangements applicable to investment firms and exchanges using the same methodology as for the equivalence assessments that led to the adoption of Implementing Decision 2014/908/EU.
Together, both legal instruments should form the legal framework governing the requirements applicable to investment firms, regulated markets, data reporting services providers and third country firms providing investment services or activities in the Union.
By way of derogation from the first subparagraph, Member States may grant authorisation to investment firms that are natural persons or to investment firms that are legal persons managed by a single natural person in accordance with their constitutive rules and national laws.