Regulation 14.2(separation of duties):.
Separation of duties is an essential part of internal control.Independence独立职责分离,有助于客观地进行测试。
Independence Separation of responsibilities, which encourages the accomplishment of objective testing.Combinations with other parts of speech
What is Separation of Duties?
(c) Inadequate segregation of duties.
How to achieve separation of duties.
Basic principle is separation of responsibilities.
First is separation of duties.
The first issue is separation of duties.
He said:“To my mind, the division of responsibility is clear enough.
Further to regulation 20.02, regarding exceptions to the separation of duties:.CQRS(CommandQueryResponsibilitySegregation)指的是命令查询职责分离。
CQRS stands for Command Query Responsibility Separation.职责分离----内部控制原则,按照这一原则,任何人都不得负责一个以上的相关职能;.
Separation of duties- the principle of internal control according to which no personnel should be given responsibility for more than one related function;对于职责分离需求而言,集中式管理应该支持多因素身份认证、定制视图/仪表板以及基于角色的访问控制等功能。
For separation of duties, centralized management should support multi-factor authentication, customized views/dashboards, and role-based access control.(a)顺利组建中间办公室,从而在前沿办公室执行交易后并在结算前充分确保职责分离;.
(a) The successful establishment of the middle office to provide adequate segregation of duties after the trade is executed by the front office and prior to settlement;命令查询职责分离(CQRS)是指读取和写入分别拥有单独的数据结构。
Command Query Responsibility Segregation(CQRS) is the notion of having separate data structures for reading and writing information.应对采购科进行适当培训,以便采购科重新建立职责分离制。
Adequate training should beprovided to the Procurement Section to enable it to re-establish separation of duties.但是,通过确保向两个不同的人分派与分析/开发和转入生产相关的任务,已经保持了职责分离。
However, segregation of duties was maintained by ensuring that tasks associated with analysis/development and move to production were assigned to two different individuals.在这些架构中,诸如CQRS(命令查询职责分离)和事件源等不同的设计模式非常流行。
With these architectures differentdesign patterns such as CQRS(Command Query Responsibility Segregation) and Event sourcing are popular.这些角色在项目上提供了非常广泛的访问权限,并且不允许细化职责分离。
These roles give very broad access on a project and did not allow fine-grained separation of duties.(b)有些用户有多个配置文件,这可能累及职责分离;.
(b) Some users had multiple profiles,which could compromise segregation of duties;这就是为什么全球传统金融机构都有严格的人事管理实践,例如背景调查,职责分离和系统变更审计。
That's why traditional financial institutions worldwide have strict personnelmanagement practices such as background checks, separation of duties, and system change auditing.在我们这个受到严格监管的行业中,我们必须表现出职责分离。
In our highly regulated industry, we have to show separation of duty.”.(c)加强作用、问责制和职责分离的订正资产管理政策将在VISION启动前发布。
(c) A revised asset management policy that strengthens roles,accountabilities and the segregation of duties will be issued before the launch of VISION.非消耗性财产----在核准人、出具人和接收人方面未严格遵守职责分离.
Non-expendable property-- the segregation of duties among the approver, issuer and receiver were not strictly complied with.