英語 での Exchange act の使用例とその 日本語 への翻訳
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It operates under the Commodities Exchange Act framework.
Disclosed in Exchange Act registration statements and periodic reports. \53\.
The SEC was established due to 1934 Securities Exchange Act.
Rule 10b-5 under the Securities and Exchange Act of 1934, in conjunction with Rule 10b5-1, specifically addresses insider trading.
Section 10(b) of the Securities Exchange Act of 1934.
Entrusted Securities Indemnity Fund reorganized into Japan Investor Protection Fund(JIPF)under the revised Securities and Exchange Act.
The Financial Instruments and Exchange Act lists, among others, the following acts as prohibited acts by financial instruments firms, etc.:.
Second financial instruments business under the Financial Instruments and Exchange Act.
The Financial Instruments and Exchange Act prohibits financial institutions from conducting inappropriate solicitation and calls for the necessity of protecting investors.
United States Information and Educational Exchange Act of 1948.
In principle, the Financial Instruments and Exchange Act prohibits us from sharing non-public information on customers with companies including our parent company and subsidiaries, etc.
Important information defined under the Financial Instruments and Exchange Act, which shall include:.
In response to the enforcement of the Financial Instruments and Exchange Act in November 2008, we registered as an investment management business firm, and established a system to ensure transparent business execution, and compliance with laws and regulations.
Therefore[sic] the Commission does not find theproposed rule change to be consistent with the Exchange Act.”.
Meiji Holdings discloses information in accordance with the Financial Instruments and Exchange Act and other related laws and regulations, and the rules for timely disclosure set forth by the stock exchange on which our company is listed hereafter, the"rules for timely disclosure.
Notice concerning advertisement under the Financial Instruments and Exchange Act Diamond Realty Management Inc.
Securities Reports, quarterly reports, extraordinary reports, and reports revising any of such reports that areobligated to be submitted under the Financial Instruments and Exchange Act;
Issuers in 8 offerings had previously been S1 Reporting Companies andhad terminated Exchange Act reporting prior to their Regulation A filing.
Proposals for the future directions of the disclosure and audit system-Considerations of unifying the disclosures and audit systems based on Companies Act andFinancial Instruments and Exchange Act-.
In stock trading in the AI era(part 2),I mentioned the amendment of the Financial Instruments and Exchange Act to respond to specific problems.
Spot Gold and Silver contracts are notsubject to regulation under the U. S. Commodity Exchange Act.
Articles: Ways to resolve the"false positive" issue in thesystem of administrative surcharges under the Financial Instruments and Exchange Act by utilizing higher-level regulations| Nishimura& Asahi.
(1)The Company evaluates and externally reports the reliability of its internal controls overfinancial reporting in accordance with the Financial Instruments and Exchange Act and related legal regulations.
Final Rule: Management's Report on Internal Control over Financial Reporting andCertification of Disclosure in Exchange Act Periodic Reports.
Excerpt on control frameworks from Final Rule: Management's Reports on Internal Control Over Financial Reporting andCertification of Disclosure in Exchange Act Periodic Reports.
On May 27, 2003, the SEC voted to adopt rules concerning management's report on"internal control over financial reporting" andcertification of disclosures in Exchange Act periodic reports.
In regard to information to which the timely disclosure regulations do not apply, it is our policy to accurately andfairly release relevant information to shareholders in accordance with the Securities and Exchange Act and other relevant laws in an appropriate manner.
A project team has also been established in Benesse Holdings with the purpose of creating internal controls and other measures relating to financial reporting,based on Japan's Financial Instruments and Exchange Act. The team's activities cover the entire Group.