Examples of using Rated entity in English and their translations into German
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Colloquial
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Official
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Ecclesiastic
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Medicine
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Financial
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Ecclesiastic
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Political
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Computer
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Programming
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Official/political
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Political
Dialogue between rating analysts and the rated entity.
There is also the provision that when an analyst moves to a rated entity, the relevant work of the analyst over the previous two years should be reviewed.
The CRA infringes Article 6(2) in connection with Annex I Section B point 9 bynot retaining the records for the duration of the relationship with the rated entity or its related third party.
The credit rating agency shall inform the rated entity during working hours of the rated entity and at least a full working day before publication of the credit rating or the rating outlook.
The change of credit ratingagency inevitably increases the risk that knowledge about the rated entity acquired by the outgoing rating agency is lost.
Such file shall include relevant information concerning the rated entity and the rated debt instruments as may reasonably be necessary to ensure the comparability with the ratings carried out by the exiting credit rating agency.
The persons approving credit ratings shall not be involved incredit rating activities related to the same rated entity or its related third parties for a period exceeding seven years.
Owns financial instruments of any entity related to a rated entity, the ownership of which may cause or may be generally perceived as causing a conflict of interest, other than holdings in diversified collective investment schemes;
The rating analysts shall not be involved incredit rating activities related to the same rated entity or its related third parties for a period exceeding five years;
The selection and remuneration of the credit rating agency by the rated entity(issuer-pays model) engenders inherent conflicts of interest, which are insufficiently addressed by the existing rules.
Credit rating agencies shall ensure that the lead rating analysts shall not be involved incredit rating activities related to the same rated entity or its related third parties for a period exceeding four years;
In order to avoid that this notification takes place outside working hours and to leave the rated entity sufficient time to verify the correctness of data underlying the rating, it should be clarified that the rated entity should be notified a full working day before publication of the rating or of a rating outlook.
The CRA infringes Article 10(2) in connection with Annex I Section DPart I point 3 by not informing the rated entity at least 12 hours before publication of the credit rating.
A credit rating agency should keep records of the methodology of ratings and regularly update changes thereto andalso keep a record of the substantial elements of the dialogue between the analyst and the rated entity or its related third parties.
No employee shall participate in or otherwise influence the determination of a credit rating of any particular rated entity if this employee or any person closely associated with them as enumerated in Article 1(2)(a) to(d) of Directive 2004/72/EC.
The CRA infringes Article 6(2) in connection with Annex I Section B point 4 third subparagraph by not disclosing in thefinal report an ancillary service provided for the rated entity or its related third party.
The credit rating agency infringes Article 10(2), in conjunction with point 3 of Part I ofSection D of Annex I, by not informing the rated entity during working hours of the rated entity and at least a full working day before publication of the credit rating or the rating outlook.
The credit rating agency infringes Article 7(4), in conjunction with point(i) of point(b) of the first paragraph of point 8 Section C of Annex I, by not ensuring that, where it provides unsolicited credit ratings, arating analyst is not involved in credit rating activities related to the same rated entity or its related third parties for a period exceeding five years.
Such report would provide a detailed description of the rating methodology used to determine the credit rating and an explanation of how itdiffers from the determination of ratings for any other type of rated entity or financial instrument, and how the credit risk characteristics associated with a structured finance instrument differ from the risks related to any other type of rated entity or financial instrument.
A European Rating Index(EURIX) established by ESMA should allow investors to easilycompare all ratings that exist with regard to a specific rated entity and provide them with average ratings.
A credit rating agency shall ensure that analysts and persons approving credit ratings shall not be involved inproviding the credit rating services to the same rated entity or its related third parties for a period exceeding four years.
However, a smooth transition should be ensured by establishing a requirement on the outgoing creditrating agency to transfer relevant information on the rated entity or instruments to the incoming credit rating agency.
The CRA infringes Article 7(4) in connection with Annex I Section C point 8(a) by not ensuring that the lead rating analystis not involved in credit rating activities related to the same rated entity or its related third parties for a period exceeding four years.
A credit rating agency shallensure that employees who are directly involved in the credit rating process shall not be allowed to initiate or participate in negotiations regarding fees or payments with any rated entity, related third party or any person directly or indirectly linked to the rated entity by control.
The credit rating agency infringes Article 7(4), in conjunction with the second paragraph of point 8 of Section C of Annex I, by not ensuring that a person referred to in points(a) and(b) of the first paragraph of that point is notinvolved in credit rating activities related to the rated entity or related third parties referred to in those points within two years of the end of the periods set out in those points.';
By[three years after the entry into force of this Regulation] the Commission shall make an assessment of the application of this Regulation, including an assessment of the reliance on credit ratings in the Community andof the appropriateness of the remuneration of the credit rating agency by the rated entity("issuer-pays model"), and submit a report to the European Parliament and the Council of the European Union.
By 7 December 2012, the Commission shall make an assessment of the application of this Regulation, including an assessment of the reliance on credit ratings in the Union, the impact on the level of concentration in the credit rating market, the cost and benefits of impacts of the Regulation andof the appropriateness of the remuneration of the credit rating agency by the rated entity(issuer-pays model), and submit a report thereon to the European Parliament and the Council';
Neither a credit rating agency nor any person holding, directly or indirectly, at least 5% of the capital or voting rights of the credit rating agency or otherwise in a position to significantly influence the business activities of the credit rating agency shall provide consultancy or advisory services to the rated entity or a related third party regarding the corporate or legal structure, assets,liabilities or activities of that rated entity or related third party.';