Examples of using Transactions in financial instruments in English and their translations into Romanian
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An investor is the person who owns the funds he/ she intends to use in transactions in financial instruments.
The obligation shall apply to transactions in financial instruments referred to in points(a) to(c) irrespective of whether or not such transactions are carried out on the trading venue.
Investment research and financial analysis or other forms of general recommendation relating to transactions in Financial Instruments.
Therefore, investment firms are required to keep records of all their transactions in financial instruments, and operators of platforms are required to keep records of all orders submitted to their systems.
Investment research and financial analysis orother forms of general recommendation relating to transactions in Financial Instruments.
With the exception of spot transactions in securities, transactions in financial instruments denominated in foreign currency are recorded in off-balance-sheet accounts on the trade date.
Investment research and financial analysis orother forms of general recommendation relating to transactions in financial instruments;
Therefore, investment firms should keep records of all their orders and all their transactions in financial instruments, and operators of platforms are required to keep records of all orders submitted to their systems.
This material does not contain and should not be construed as containing investment advice, investment recommendations,an offer of or solicitation for any transactions in financial instruments.
Member States shall not restrict the use of those facilities to the clearing and settlement of transactions in financial instruments undertaken on a regulated market or MTF in their territory.
This material does not contain and should not be construed as containing investment advice, investment recommendations,an offer of or solicitation for any transactions in financial instruments.
Investment firms which execute transactions in financial instruments shall report details of such transactions to the competent authority as quickly as possible, and no later than the close of the following working day.
Member States shall not restrict the use of those facilities to the clearing and settlement of transactions in financial instruments undertaken on a trading venue in their territory.
Transactions in financial instruments of the Forex market and CFD are characterized by high degree of risk due to the leverage effect is relatively small exchange fluctuations may have a significant impact on the trading account.
This material does not contain and should not be construed as containing investment advice, investment recommendations,an offer of or solicitation for any transactions in financial instruments.
It is also doubtful whether those who professionally arrange or execute transactions in financial instruments are at all the best parties to require to set up such systems for preventing and detecting market abuse.
For each securities settlement system it operates,a CSD shall establish a system that monitors settlement fails of transactions in financial instruments referred to in Article 5(1).
The operator of a trading venue shall report details of transactions in financial instruments traded on its platform which are executed through its systems by a firm which is not subject to this Regulation in accordance with paragraphs 1 and 3.
There are also grounds for criticism of Article 11 of the proposal for a Regulation,which requires anyone professionally arranging or executing transactions in financial instruments to put systems in place to detect market abuse.
Member States shall require that any person professionally arranging transactions in financial instruments who reasonably suspects that a transaction might constitute insider dealing or market manipulation shall notify the competent authority without delay.
Member States shall require that regulated markets in their territory offer all their members orparticipants the right to designate the system for the settlement of transactions in financial instruments undertaken on that regulated market, subject to.
Investment firms which execute transactions in financial instruments shall report details of such transactions to the competent authority as quickly as possible, and no later than the close of the following working day.
Investment firms shall keep at the disposal of the competent authority, for at least 5 years,the relevant data relating to all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client.
Member States shall require that investment firms from other Member States have the right of direct and indirect access to CCP, clearing and settlement systems in their territory for the purposes of finalising orarranging the finalisation of transactions in financial instruments.
Trading venues shall establish procedures that enable the confirmation of relevant details of transactions in financial instruments referred to in Article 5(1) on the date when the transaction has been executed.
Member States shall require that investment firms from other Member States have the right of access to central counterparty, clearing and settlement systems in their territory for the purposes of finalising orarranging the finalisation of transactions in financial instruments.
For each securities settlement system it operates,a CSD shall establish procedures that facilitate settlement of transactions in financial instruments referred to in Article 5(1) that are not settled on the intended settlement date.
All transactions in financial instruments will need to be reported to competent authorities, except for transactions in financial instruments which are not traded in an organised way and are not susceptible to market abuse and cannot be used for abusive purposes.
Investment firms shall keep at the disposal of the competent authority, for at least five years,the relevant data relating to all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client.
Without prejudice to Articles 23 and 28 of Regulation(EU) No 600/2014, all transactions in financial instruments as referred to in the first and the second subparagraphs which are not concluded on multilateral systems or systematic internalisers shall comply with the relevant provisions of Title III of Regulation(EU) No 600/2014.