Examples of using Transactions in financial instruments in English and their translations into Slovak
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Official/political
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Computer
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Programming
The nature, volume, and frequency of the retail client's transactions in financial instruments and the period over which they have been carried out; and.
Investment research and financial analysis orother forms of general recommendation relating to transactions in Financial Instruments.
Therefore, investment firms are required to keep records of all their transactions in financial instruments, and operators of platforms are required to keep records of all orders submitted to their systems.
(4)(5) Investment research and financial analysis orother forms of general recommendation relating to transactions in financial instruments;
Investment firms which execute transactions in financial instruments shall report details of such transactions to the competent authority as quickly as possible, and no later than the close of the following working day.
The implementation of the investment survey and financial analysis orother forms of general recommendation relating to transactions in financial instruments;
Trading venues shall establishprocedures that enable the confirmation of relevant details of transactions in financial instruments referred to in Article 5(1) on the date when the transaction has been executed.
Investment firms which execute transactions in financial instruments must still report complete and accurate details of transactions to the competent authority as quickly as possible and, in any event, no later than the close of the following working day.
There are also grounds for criticism of Article 11 of the proposal for a Regulation,which requires anyone professionally arranging or executing transactions in financial instruments to put systems in place to detect market abuse.
(27) The details of transactions in financial instruments should be reported to competent authorities to enable them to detect and investigate potential cases of market abuse, to monitor the fair and orderly functioning of markets, as well as the activities of investment firms.
The firm must keep at the disposal of the FCA, for at least 5 years,the relevant data relating to all transactions in financial instruments which it has carried out, whether on own account or on behalf of a client.
All transactions in financial instruments will need to be reported to competent authorities, except for transactions in financial instruments which are not traded in an organised way and are not susceptible to market abuse and cannot be used for abusive purposes.
Investment firms should also keep records of all their orders and all their transactions in financial instruments, and operators of platforms are required to keep records of all orders submitted to their systems.
Member States shall require investment firms to keep at the disposal of the competent authority, for at least five years,the relevant data relating to all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client.
The obligation to report transactions underMiFIR requires investment firms that execute transactions in financial instruments to report“complete and accurate details of such transactions to the competent authority as quickly as possible and no later than the close of the following working day”.
Directive 2004/39/EC established rules for making the trading in shares admitted to trading on a regulated market pre-trade and post-trade transparent andfor reporting transactions in financial instruments admitted to trading on a regulated market to competent authorities.
Pursuant to Article 26 MiFIR institutions that are subject to reporting obligations,which execute transactions in financial instruments are required to report complete and accurate details of such transactions to the competent authority as quickly as possible, and no later than the close of the following working day.
Investment firms shall keep at the disposal of the competent authority, for five years,the relevant data relating to all orders and all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client.
A financial undertaking shall preserve forat least five years data relating to all transactions in financial instruments that it performs, whether the transactions are on its own account or for clients.
Investment firms have to keep at the disposal of the competent authority, for five years,the relevant data relating to all orders and all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client.
According to Article 26 of the Markets in Financial Instruments Regulation(MiFIR),investment firms which execute transactions in financial instruments must report complete and accurate details of these transactions to the competent authority as quickly as possible, and no later than the close of the following working day.
Member States shall require investment firms to keep at the disposal of the competent authority, for at least 5 years,the relevant data relating to all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client.
Investment firms shall keep at the disposal of the competent authority, for five years,the relevant data relating to all orders and all transactions in financial instruments which they have carried out, whether on own account or on behalf of a client.