Примери за използване на To effective supervision на Английски и техните преводи на Български
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(b) that those CCPs are subject to effective supervision and enforcement in that third country on an ongoing basis;
It is necessary that UCITS orother collective investment undertakings in which a UCITS invests be subject to effective supervision.
Those CCPs are subject to effective supervision and enforcement in that third country; and.
Credit rating agencies in that third country are subject to authorisation or registration and are subject to effective supervision and enforcement on an ongoing basis;
Those CCPs are subject to effective supervision and enforcement in that third country on an ongoing basis; and.
Trading venues in that third country are subject to authorisation and to effective supervision and enforcement on an on-going basis;
This is why, as a complement to effective supervision of the markets, the Commission proposes today to strengthen the enforcement of EU rules against insider trading and market manipulation by means of criminal law.
(a) firms providing investment services andactivities in that third country are subject to authorisation and to effective supervision and enforcement on an ongoing basis;
The CCP is authorised in the relevant third country, andis subject to effective supervision and enforcement ensuring full compliance with the prudential requirements applicable in that third country;
Second, the legal andsupervisory arrangements of the third country must ensure that CCPs established in the third country are subject to effective supervision and enforcement on an ongoing basis.
(b) that firms authorised in that third country are subject to effective supervision and enforcement ensuring compliance with the applicable legally binding prudential and business conductorganizational requirements; and.
Conclusions and recommendations 118 Regulation 1060/2009 on credit rating agencies has improved the transparency of credit rating agencies operating in the European market,subject to effective supervision by the European Securities and Markets Authority(ESMA).
(b) that firms authorised in that third country are subject to effective supervision and enforcement ensuring compliance with the applicable legally binding prudential organisational, internal control and business conduct requirements; and.
The firm being authorised in the jurisdiction of its head office to provide the investment services or activities to be provided in the Union andbeing subject to effective supervision and enforcement ensuring full compliance with the requirements applicable in that third country; and.
Applying the approach set out in the first subparagraph shall be without prejudice to effective supervision on a consolidated basis and shall neither entail disproportionate adverse effects on the whole or parts of the financial system in other Member States or in the Union as a whole nor form or create an obstacle to the functioning of the internal market.
The firm must be authorised in the jurisdiction in which its head office is established to provide the relevant investment services or activities, andmust be subject to effective supervision and enforcement ensuring full compliance with the requirements applicable to that third country; and.
Further, open dialogue between all stakeholders could contribute, for example, to remove other potential obstacles to effective supervision and to address other potential weaknesses of the national framework which may be related to prudential supervision, for instance including potential weaknesses in anti-money laundering.
The Commission may adopt implementing acts determining that a third-country market complies with legally binding requirements which are equivalent to the requirements laid downin Title III of Directive 2004/39/EC and it is subject to effective supervision and enforcement in that third country on an ongoing basis for the purposes of paragraph 1.
The markets are subject to authorisation and to effective supervision and enforcement on an ongoing basis;
Article 5(6) of Regulation(EC) No 1060/2009 empowers the Commission to adopt an equivalence decision where the legal and supervisory framework of a third country ensuresthat credit rating agencies(‘CRAs') authorised or registered in that third country comply with legally binding requirements set out in that Regulation and which are subject to effective supervision and enforcement in that third country.
Member States shall ensure that, where two or more investment firms that are subsidiaries of the same parent undertaking, the head office of which is in a third country,are not subject to effective supervision at group level, the competent authority assesses whether the investment firms are subject to supervision by the third-country supervisory authority which is equivalent to the supervision set out in this Directive and in Part One of[Regulation(EU) IFR].
The Commission may, in accordance with the examination procedure referred to in Article 51, adopt decisions determining that the legal and supervisory framework of a third country ensures that a trading venue and CCP authorised in that third country complies with legally binding requirements which are equivalent to the requirements referred to in paragraph 2 of this Article andwhich are subject to effective supervision and enforcement in that third country.
The firm is authorised in the jurisdiction where its head office is established to provide the investment services or activities to be provided in the Union andit is subject to effective supervision and enforcement ensuring a full compliance with the requirements applicable in that third country;
The Commission may adopt an equivalence decision in accordance with the regulatory procedure referred to in Article 38(3), stating that the legal and supervisory framework of a third country ensures that credit rating agencies authorised or registered in that third country comply with legally binding requirements whichare equivalent to the requirements resulting from this Regulation and which are subject to effective supervision and enforcement in that third country.
Those TRs are subject to effective ongoing supervision and enforcement in the third country; and.
That those CCPs are subject to effective on-going supervision and enforcement in the third country; and.
We have also brought effective supervision and regulation to our financial markets.
It is necessary to ensure effective supervision of UCITS.
The Commission is already using tools to ensure effective supervision of compliance with applicable ceilings.
Related requirements should also enable ESMA to carry full and effective supervision of that CCP.