Examples of using Regulated entity in English and their translations into German
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Financial
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Colloquial
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Official
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Ecclesiastic
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Medicine
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Ecclesiastic
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Political
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Computer
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Programming
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Official/political
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Political
Article 2( 4) of the proposal defines regulated entity as credit institutions, insurance undertakings and investment firms.
This is of particular importance whenthe proposed acquirer has its head office in a third country or is not a regulated entity.
Every regulated entity, the parent undertaking of which is a mixed financial holding company that has its head office in the Community.
EUR 180 million to a partnership advised by Vestigo Capital Advisors LLP,a FCA authorized and regulated entity.
Every regulated entity in a financial conglomerate linked by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC.
For the supervision of Articles 4 to 14 of the proposal, when the parties involved are regulated under the EU financial services legislation,the competent authority for the relevant regulated entity should be designated by Member States.
Every regulated entity linked with another financial sector entity by a relationship within the meaning of Article 12(1) of Directive 83/349/EEC.
Iv where the financial conglomerate is a group without a parent undertaking at thetop, or in any other case, the task of coordinator shall be exercised by the competent authority which authorised the regulated entity with the largest balance sheet total in the most important financial sector.
According to the proposal, a regulated entity may be part of several financial conglomerates, as shareholdings of less than 50% are sufficient to exercise significant influence.
According to the proposal, a holding above a given threshold in an entity belonging to a sector for which deduction of the holding is not stipulated in the current rules has to bededucted from the respective own funds/solvency margin of a regulated entity Article 18 No. 3, 19 No. 3, 25 No. 5.
Where there is no regulated entity within the meaning of Article 1 at the head of the group, the group's activities mainly occur in the financial sector within the meaning of Article 3(1);
Other competent authorities concerned, where relevant, in the opinion of the authorities referred to in(a) and(b); this opinion shall especially take into account the market share of the regulated entities of the conglomerate in other Member States, in particular if it exceeds 5%,and the importance in the conglomerate of any regulated entity established in another Member State;
As a strictly regulated entity, we comply with the safeguarding of client funds regulations and keep client funds in segregated banks accounts with reputable banks, which we have carefully selected.
However, where the financial conglomerate 's mainactivity is in a different financial sector than that of the regulated entity authorised in the Member State referred to in the first subparagraph, the supplementary supervision shall be exercised by a co-ordinator composed of the competent authority referred to in the first subparagraph and the competent authority that authorised the regulated 2.
Iii where more than one regulated entity with a head office in the Community have as their parent the same mixed financial holding company and none of these entities has been authorised in the Member State in which the mixed financial holding company is set up, the task of the co-ordinator shall be exercised by the competent authority that authorised the regulated entity with the largest balance-sheet total in the most important financial sector;
However, where the financial conglomerate's mainactivity is in a different financial sector than that of the regulated entity authorised in the Member State referred to in the first subparagraph, the supplementary supervision shall be exercised by a co-ordinator composed of the competent authority referred to in the first subparagraph and the competent authority that authorised the regulated entity with the largest balance-sheet total in the most important financial sector;
When the coordinator does not include a regulated entity in the scope under one of the cases provided for in(b) and(c) of the first subparagraph, the competent authorities of the Member State in which that entity is situated may ask the entity which is at the head of the financial conglomerate for information which may facilitate their supervision of the regulated entity. .
If a competent authority is of the opinion that a regulated entity authorised by that competent authority is a member of a group which may be a financial conglomerate, which has not already been identified according to this Directive, the competent authority shall communicate its view to the other competent authorities concerned.
When the competent authorities do not include a regulated entity in the scope under one of the cases provided for in the first subparagraph, the competent authorities of the Member State in which that entity is situated may ask the entity that is at the head of the financial conglomerate for information which may facilitate their supervision of the regulated entity. .
Iii where more than one regulated entity with a head office in the Community have as their parent the same mixed financial holding company and none of these entities has been authorised in the Member State in which the mixed financial holding company has its head office, the task of coordinator shall be exercised by the competent authority which authorised the regulated entity with the largest balance sheet total in the most important financial sector;
The following regulated entities shall be subject to supplementary supervision at the level of the financial conglomerate in accordance with Articles 6 to 17.
The alignment of terminologyon and the framing of definitions in the Directive in accordance with subsequent Community acts on regulated entities and related matters;
We are convinced that integrating thisnew technology into a permissioned environment of neutral regulated entities is the right way forward.
A new agendahas recently been outlined by the IFSC and regulated entities now have to pay double the licensing fee from previously.
In this context,Deutsche Börse Group will continuously analyse the capitalisation of its regulated entities, adjusting it if needed, to ensure risks are adequately covered.
However, the underlying considerations apply equally to the other regulated entities in the financial sector within the scope of the proposed directive.
The Member States orthe competent authorities concerned shall require regulated entities in a financial conglomerate to provide own funds at the level of the financial conglomerate that are always at least equal to the capital adequacy requirements as calculated in accordance with Annex I.
However, when passing the threshold for such a deduction, regulated entities will not necessarily have the right to calculate own funds according to the financial conglomerate rules, because as a group they may not be a financial conglomerate according to Articles 2 and 3.
Competent authorities which have authorised regulated entities shall, on the basis of Articles 2, 3 and 5, identify any group that falls under the scope of this Directive.