Examples of using Compliance function in English and their translations into Hungarian
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Colloquial
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Official
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Medicine
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Ecclesiastic
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Financial
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Programming
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Official/political
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Computer
National compliance function; 3.
The outcome of the annual internal review of Capital Intelligence's compliance function;
(i) The compliance function shall have the necessary authority, resources, expertise and access to all relevant information;
HR is no longer just a compliance function.
Changing supervisory expectations, including the move to more judgement based supervision in the UK andthe consequences for the CCO and the Compliance Function;
The same is true for the compliance function.
In order to enable the compliance function to discharge its responsibilities properly and independently, the AIFM shall ensure that the following conditions are satisfied.
Should Member States designate a national compliance function for this purpose?
Reporting bodies operating in more than one Member State should aim to ensure coordination among national compliance officers,for example through a“Europe compliance function”.
To know how to implement and maintain the compliance function within an organisation.
In order to enable the compliance function referred to in paragraph 2 to discharge its responsibilities properly and independently, investment firms shall ensure that the following conditions are satisfied.
A lot of the systems inside the bank- particularly risk and compliance functions- are there to stop things changing.
This Remuneration Committee shall administer and discharge the supervisory tasks assigned to them, in particular the review of the remunerationsystem of the senior officers in the risk management and compliance functions.
An AIFM shall establish and maintain a permanent and effective compliance function which operates independently and has the following responsibilities.
The MSc Financial Compliance course has been designed to provide students with the strategicskills to not only analyse regulations and compliance functions but also at other…+.
A system of governance includes the risk-management function, the compliance function, the internal audit function and the actuarial function; .
Currently, our most successful solution in this field is the IdMatrix IdM access control system,a product that facilitates compliance with the legal requirements and regulations applicable to the financial environment by advanced access control services as well as by audit and compliance functions.
(2) Investment firms shall maintain a permanent and effective compliance function which operates independently and which has the following responsibilities.
However, the AIFM shall not be required to comply with point(c) or(d) of the first subparagraph where it is able to demonstrate that in view of the nature, scale and complexity of its business, and the nature and range of its services and activities,that the requirement is not proportionate and that its compliance function continues to be effective.
The role of the Chief Compliance Officer(CCO) and the Compliance Function more generally is subject to ongoing and significant change, particularly in the UK.
An investment firm shall not be required to comply with point(d) or point(e) of paragraph 3 where it is able to demonstrate that in view of the nature, scale and complexity of its business, and the nature and range of investment services and activities, the requirements under point(d) or(e)are not proportionate and that its compliance function continues to be effective.
The UCITS Manager shall establish and maintain a permanent andeffective compliance function which operates independents and which has the following responsibilities.
Member States shall require investment firms to ensure their compliance function oversee the development and periodic review of product governance arrangements in order to detect any risk of failure to comply with the obligations set out in this Article.
The MSc Financial Compliance has been designed to provide students with the strategicskills to not only analyse regulations and compliance functions but also other risks faced by financial institutions including market, credit and liquidity.
Oracle Configuration and Compliance Service enables the IT and Business Compliance function to assess, score and remediate violations using industry standard benchmarks in addition to your own custom rules.
Students will be fullyequipped to look at not only regulations and compliance functions, but also at other risks faced by financial institutions including market, credit and liquidity.-.