Primjeri korištenja Client orders na Engleski i njihovi prijevodi na Hrvatskom
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For instance, if your client orders in bulk, you have a huge opportunity or making higher income right?
Regulated markets andMTFs should not be allowed to execute client orders against proprietary capital.
A broker is a legal entity, who carries out client orders for the purchase and sale of financial instruments on a stock exchange/site at the client's expense.
Antea brokers execute orders only on the Zagreb Stock Exchange in accordance with the Regulations on the Company's obligations when receiving and executing client orders.
The obligation to deliver the best possible result when executing client orders applies in relation to all types of financial instruments.
For the system that crosses client orders the operator should be able to decide if, when and how much of two or more orders it wants to match within the system.
The frequent and systematic basis shall be measured by the number of OTC trades in the financial instrument carried out by the investment firm on own account when executing client orders.
The OTC transactions carried out by it on own account when executing client orders in this class of derivatives take place on average once a week;
For the system that crosses client orders the investment firm or market operator operating the OTF may decide if, when and how much of two or more orders it wants to match within the system.
On a substantial basis in the financial instrument where the size of OTC trading carried out by it on own account when executing client orders is, during the past 6 months, equal to or larger than either.
The broker must provide information on where exactly client orders are executed(trading platforms, names of the main brokers and dealers executing a trade) in the so-called execution rules.
For those reasons, it is appropriate to provide in this Directive for the principles of a general regime concerning the recording of telephone conversations orelectronic communications involving client orders.
The OTC transactions carried out by it on own account when executing client orders in the relevant financial instrument take place on average on a daily basis;
When executing Client orders, the Company must take all reasonable steps to achieve what is called“best execution” of the Client's orders, that is to obtain the best possible result for its Clients. .
The OTC transactions carried out by it on own account when executing client orders in the relevant financial instrument take place on average once a week; b.
Commission Directive 2006/73/EC(25) allows Member States to require, in the context of organisational requirements for investment firms, the recording of telephone conversations orelectronic communications involving client orders.
An internal matching system in this context is a system for matching client orders which results in the investment firm undertaking matched principal transactions on a regular and not occasional basis.
Systematic internalisers should be defined as investment firms which, on an organised, frequent, systematic andsubstantial basis, deal on own account when executing client orders outside a regulated market, an MTF or an OTF.
Persons dealing on own account when executing client orders or applying a high-frequency algorithmic trading technique should also be covered by the scope of this Directive and should not benefit from any exemption.
On a substantial basis in a bond where the size of OTC trading carried out by it on own account when executing client orders is, during the past 6 months, equal to or larger than any of the following.
Therefore, arrangements where client orders are intermediated through electronic means by members or participants of a trading venue such as online brokerage and arrangements where clients have direct electronic access to a trading venue should be distinguished.
The order execution policy shall include,in respect of each class of instruments, information on the different venues where the investment firm executes its client orders and the factors affecting the choice of execution venue.
The number of OTC transactions carried out by it on own account when executing client orders is equal to or larger than 2,5% of the total number of transactions in the relevant bond executed in the Union on any trading venue or OTC during the same period;
As part of the order allocation policy referred to in Article 68(1)(c), investment firms shall put in place procedures designed to prevent the reallocation, in a way that is detrimental to the client, of transactions for own account which are executed in combination with client orders.
Articles 28(1) and 24(1) of Directive 2014/65/EU 1. Investment firms which have aggregated transactions for own account with one or more client orders shall not allocate the related trades in a way that is detrimental to a client. .
The execution of orders in financial instruments as an ancillary activity between two persons whose main business, on a group basis, is neither the provision of investment services within the meaning of this Directive norof banking services within the meaning of Directive 2006/48/EC should not be considered as dealing on own account by executing client orders.
Dealing on own account with clients by an investment firm should be considered as the execution of client orders, and therefore subject to the requirements under Directive 2014/65/EU and this Regulation and, in particular, those obligations in relation to best execution.
Investment firms, when providing the service of reception and transmission of orders, shall comply with the obligation under Article 24(1)of Directive 2014/65/EU to act in accordance with the best interests of their clients when transmitting client orders to other entities for execution.
Systematic internalisers should not be obliged to publish firm quotes,execute client orders and give access to their quotes in relation to equity transactions above standard market size and non-equity transactions above the size specific to the financial instrument.
This exemption shall apply to persons who, when dealing emission allowances, do not provide any investment services or activities other than dealing on own account and do not execute client orders, and which own or directly operate installations subject to Directive 2003/87/EC;